For investor’s attention

    1. Stock brokers can accept securities as margins from clients only by way of the pledge in the depository system w.e.f September 01, 2020.
    2. Update your e-mail and phone number with your stock broker/depository participant and receive OTP directly from the depository on your e-mail and/or mobile number to create a pledge.
    3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
    4. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020, and NSE/INSP/45534 dated August 31, 2020, and other guidelines issued from time to time in this regard.
    5. Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
    6. Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.
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